Form Type: 4

SEC EDGAR Link
Acccession Number:0001509409-19-000003
Date:2019-08-05
Issuer: KRATOS DEFENSE & SECURITY SOLUTIONS, INC. (KTOS)
Original Submission Date:

Reporting Person:

CARRAI PHILLIP D
10680 TREENA STREET, SUITE 600
SAN DIEGO, CA 92131

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-08-05 S 12,619 d $19.89 164,136 direct
COMMON STOCK 2019-08-05 I 16,889 d $19.55 147,247 direct
COMMON STOCK 2019-08-06 S 966 d $19.33 146,281 direct
COMMON STOCK 2019-08-06 S 51,538 d $19.27 94,743 direct
COMMON STOCK 2019-08-05 S 12,379 d $19.80 46,644 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 open market sale of issuer's common stock made in accordance with issuer's trading policies.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $19.80 to $20.00 inclusive. the reporting person undertakes to provide to issuer, any security holder of issuer, or the staff of the sec, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this form 4.
f3 transfer of common stock held through issuer's 401(k) plan, as valued based on 8/5/2019 issuer common stock closing price.
f4 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $19.305 to $19.375 inclusive. the reporting person undertakes to provide to issuer, any security holder of issuer, or the staff of the sec, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this form 4.
f5 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $19.15 to $19.405 inclusive. the reporting person undertakes to provide to issuer, any security holder of issuer, or the staff of the sec, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this form 4.
f6 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $19.76 to $19.835 inclusive. the reporting person undertakes to provide to issuer, any security holder of issuer, or the staff of the sec, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this form 4.
f7 includes 13,837 shares purchased through issuer's employee stock purchase plan and approximately 16,889 shares held in issuer's 401(k) plan.
f8 includes 13,837 shares purchased through issuer's employee stock purchase plan.
f9 includes 12,871 shares purchased through issuer's employee stock purchase plan.
f10 includes 6,921 shares purchased through issuer's employee stock purchase plan and subsequently transferred to trust.

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