Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-19-045169
Date:2019-08-06
Issuer: FGL HOLDINGS (FG)
Original Submission Date:

Reporting Person:

PHELPS II JOHN A.
4TH FLOOR
BOUNDARY HALL, CRICKET SQUARE GRAND CAYMAN, E9 KY1-1102

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 7.16 2019-08-06 deemed execution date A 38,891 (a) 2026-08-06 ordinary share 38,891 $7.16 38,891 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 7.16 2019-08-06 deemed execution date A 38,890 (a) 2026-08-06 ordinary share 38,890 $7.16 38,890 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 7.16 2019-08-06 deemed execution date A 38,891 (a) 2026-08-06 ordinary share 38,891 $7.16 38,891 direct
Footnotes
IDfootnote
f1 stock option granted pursuant to the issuer's 2017 omnibus incentive plan (the "plan"), which vests in four equal annual installments beginning on march 15, 2020.
f2 stock option granted pursuant to the plan, which becomes exercisable, if at all, in four equal installments upon the later of (a) the average daily closing price of the issuer's ordinary shares during any 20 consecutive trading days meeting or exceeding four specified price hurdles of $12.75, $14.75, $17 and $20, respectively, or (b) the end of four one year periods ending march 15, 2020, 2021, 2022 and 2023, respectively.
f3 stock option granted pursuant to the plan, which becomes exercisable, if at all, in three equal annual installments if the issuer's return on equity meets or exceeds specified annual hurdles of 15.50% for the one year period ending december 31, 2020, 15.75% for the one year period ending december 31, 2021, and 16.00% for the one year period ending december 31, 2022.
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