Form Type: 4

SEC EDGAR Link
Acccession Number:0001209191-19-045222
Date:2019-08-07
Issuer: AVALARA, INC. (AVLR)
Original Submission Date:

Reporting Person:

PINNEY ALESIA LEE
255 SOUTH KING ST.
SUITE 1800 SEATTLE, WA 98104

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-08-07 M 1,185 a $13.84 28,048 direct
COMMON STOCK 2019-08-07 M 932 a $16.60 28,980 direct
COMMON STOCK 2019-08-07 S 1,077 d $80.45 27,903 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 13.84 2019-08-07 deemed execution date M 1,185 (d) 2027-02-09 common stock 1,185 $13.84 20,153 direct
STOCK OPTION (RIGHT TO BUY) 16.6 2019-08-07 deemed execution date M 932 (d) 2028-01-23 common stock 932 $16.60 27,017 direct
Footnotes
IDfootnote
f1 the sale was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on may 10, 2019.
f2 the option vested and became exercisable as to 25% of the total shares on january 1, 2018, and 1/48th of the total shares vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on january 1, 2021.
f3 the option vested and became exercisable as to 25% of the total shares on january 1, 2019, and 1/48th of the total shares vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on january 1, 2022.

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