Form Type: 4

SEC EDGAR Link
Acccession Number:0001509412-19-000003
Date:2019-08-07
Issuer: KRATOS DEFENSE & SECURITY SOLUTIONS, INC. (KTOS)
Original Submission Date:

Reporting Person:

CARTER DAVID M
10680 TREENA STREET, SUITE 600
SAN DIEGO, CA 92131

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-08-07 I 13,711 d $19.09 112,894 direct
COMMON STOCK 2019-08-09 S 2,648 d $19.10 110,246 direct
COMMON STOCK 2019-08-09 S 31,679 d $19.12 78,567 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 transfer of common stock held through issuer's 401(k) plan as of transaction date, as valued based on 8/7/2019 common stock closing price.
f2 includes 12,651 shares purchased through issuer's employee stock purchase plan.
f3 open market sale of issuer's common stock made in accordance with issuer's trading policies.
f4 includes 10,003 shares purchased through issuer's employee stock purchase plan.
f5 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $19.10 to $19.21 inclusive. the reporting person undertakes to provide to issuer, any security holder of issuer, or the staff of the sec, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this form 4.

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