Form Type: 4

SEC EDGAR Link
Acccession Number:0001209191-19-045735
Date:2019-08-12
Issuer: MOODYS CORP /DE/ (MCO)
Original Submission Date:

Reporting Person:

FAUBER ROBERT
7 WORLD TRADE CENTER, 250 GREENWICH ST.
NEW YORK, NY 10007

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-08-12 M 3,071 a $46.43 48,382 direct
COMMON STOCK 2019-08-12 S 3,071 d $212.71 45,311 direct
COMMON STOCK 2019-08-12 M 650 a $79.55 45,961 direct
COMMON STOCK 2019-08-12 S 650 d $212.71 45,311 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 46.43 2019-08-12 deemed execution date M 3,071 (d) 2014-02-13 2023-02-13 common stock 3,071 $46.43 0 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 79.55 2019-08-12 deemed execution date M 650 (d) 2015-02-12 2024-02-12 common stock 650 $79.55 0 direct
Footnotes
IDfootnote
f1 exercise and sale of shares pursuant to rule 10b5-1 plan.
f2 one fourth of options vest each year beginning with the date indicated.

Elevate your investments