Form Type: 4

SEC EDGAR Link
Acccession Number:0000899243-19-021636
Date:2019-08-12
Issuer: CARDLYTICS, INC. (CDLX)
Original Submission Date:

Reporting Person:

CANAAN VIII LP
C/O CANAAN PARTNERS
285 RIVERSIDE AVENUE, SUITE 250 WESTPORT, CT 06880

Reporting Person:

CANAAN PARTNERS VIII LLC
C/O CANAAN PARTNERS
285 RIVERSIDE AVENUE, SUITE 250 WESTPORT, CT 06880

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-08-12 S 84,185 d $31.80 103,498 f2 direct
COMMON STOCK 2019-08-12 S 2,600 d $33.11 100,898 f2 direct
COMMON STOCK 2019-08-12 S 100,898 d $32.00 0 f2 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $31.75 - $32.185, inclusive. the reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f2 the shares are held directly by canaan viii l.p. (the "canaan fund"). canaan partners viii llc ("canaan viii") is the sole general partner of the canaan fund, and may be deemed to have sole voting, investment and dispositive power with respect to the shares held by the canaan fund. john balen is a manager and member of canaan viii. investment and voting decisions with respect to the shares held by the canaan fund are made by the managers of canaan viii, collectively. canaan viii disclaims section 16 beneficial ownership of the shares held by the canaan fund, except to the extent, if any, of its pecuniary interest therein.
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $33.00 - $33.21, inclusive. the reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f4 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $31.75 - $32.50, inclusive. the reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Elevate your investments