Accession Number: | 0000899243-19-021694 |
Date: | 2019-08-13 |
Issuer: | PENNANTPARK INVESTMENT CORP (PNNT) |
Original Submission Date: |
PENN ARTHUR H
590 MADISON AVENUE
15TH FLOOR
NEW YORK, NY 10022
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-08-13 | P | 17,000 | a | $6.40 | 759,423 | indirect | f1 | |
COMMON STOCK | 2019-08-13 | 0 | $0.00 | 193,410 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | mr. penn is the managing member of pennant park investment advisers, llc and may therefore be deemed to own beneficially all shares held by the pennant park investment advisers, llc. |