Form Type: 4

SEC EDGAR Link
Acccession Number:0001213900-19-015687
Date:2019-08-13
Issuer: AIR INDUSTRIES GROUP (AIRI)
Original Submission Date:

Reporting Person:

RETTALIATA PETER
46 IROQUOIS DRIVE
BRIGHTWATERS, NY 11706

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-08-13 S 46,667 d $1.00 65,269 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTIONS (RIGHT TO PURCHASE) 6.6 2013-09-16 deemed execution date A 18,750 (a) 2014-09-01 2020-08-31 common stock 18,750 $6.60 18,750 direct
STOCK OPTIONS (RIGHT TO PURCHASE) 1.42 2017-07-24 deemed execution date A 50,000 (a) 2018-07-24 2024-07-24 common stock 50,000 $1.42 50,000 direct
STOCK OPTIONS (RIGHT TO PURCHASE) 1.59 2018-05-14 deemed execution date A 10,000 (a) 2018-05-14 2023-05-31 common stock 10,000 $1.59 10,000 direct
STOCK OPTIONS (RIGHT TO PURCHASE) 1.28 2019-02-13 deemed execution date A 10,000 (a) 2019-01-31 2025-12-31 common stock 10,000 $1.28 10,000 direct
Footnotes
IDfootnote
f1 vests in annual installments of 10,000 shares commencing july 24, 2018.
f2 fully vested as of december 31, 2018.
f3 vests as to 2,500 shares on march 31, 2019, an additional 2,500 shares on each of june 30, 2019, september 31, 2019 and december 31, 2019.

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