Form Type: 4

SEC EDGAR Link
Acccession Number:0001562180-19-004265
Date:2019-08-13
Issuer: II-VI INC (IIVI)
Original Submission Date:

Reporting Person:

KOEPPEN CHRISTOPHER
C/O II-VI INCORPORATED
375 SAXONBURG BLVD. SAXONBURG, PA 16056

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-08-13 M 500 a $25.91 9,503 direct
COMMON STOCK 2019-08-13 S 500 d $37.16 9,003 direct
COMMON STOCK 0 $0.00 15 indirect
COMMON STOCK 0 $0.00 15 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
OPTION (RIGHT TO BUY) 25.91 2019-08-13 deemed execution date M 500 (d) 2021-07-01 common stock 500 $25.91 2,200 direct
Footnotes
IDfootnote
f1 the sale transactions reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on february 27, 2019.
f2 the options fully vested on july 1, 2016.

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