Form Type: 4

SEC EDGAR Link
Acccession Number:0001515169-19-000002
Date:2019-08-13
Issuer: NEW MOUNTAIN FINANCE CORP (NMFC)
Original Submission Date:

Reporting Person:

OGENS DAVID
C/O NEW MOUNTAIN FINANCE CORPORATION
787 7TH AVENUE, 48TH FLOOR NEW YORK, NY 10019

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-08-13 P 1,850 a $13.48 65,719 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 includes shares acquired under the new mountain finance corporation dividend reinvestment plan since the filing of mr. ogen's previous beneficial ownership report on form 4 on november 14, 2018.

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