Form Type: 4

SEC EDGAR Link
Acccession Number:0001209191-19-045875
Date:2019-08-12
Issuer: SUNOPTA INC. (STKL)
Original Submission Date:

Reporting Person:

ENNEN JOSEPH
7301 OHMS LANE
SUITE 600 EDINA, MN 55439

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON SHARES 2019-08-12 P 50,000 a $2.29 269,000 direct
COMMON SHARES 2019-08-12 P 50,000 a $2.21 319,000 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $2.245 to $2.32, inclusive. the reporting person undertakes to provide to sunopta inc., any security holder of sunopta inc., or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this form 4.
f2 the price reported in column 4 is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $2.179 to $2.22, inclusive. the reporting person undertakes to provide to sunopta inc., any security holder of sunopta inc., or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this form 4.

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