Form Type: 4

SEC EDGAR Link
Acccession Number:0001662378-19-000002
Date:2019-08-12
Issuer: FGL HOLDINGS (FG)
Original Submission Date:

Reporting Person:

BLUNT CHRISTOPHER O
4TH FLOOR
BOUNDARY HALL, CRICKET SQUARE GRAND CAYMAN, E9 KY1-1102

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
ORDINARY SHARES 2019-08-12 P 100,000 a $7.36 220,000 direct
ORDINARY SHARES 2019-08-14 P 5,000 a $7.17 225,000 direct
ORDINARY SHARES 2019-08-14 P 5,000 a $7.19 230,000 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION 7.04 deemed execution date 0 ( ) 2025-12-21 ordinary shares 1,756,800 $7.04 1,756,800 direct
EMPLOYEE STOCK OPTION 10.0 deemed execution date 0 ( ) 2025-12-21 ordinary shares 1,443,200 $10.00 1,443,200 direct
EMPLOYEE STOCK OPTION 10.0 deemed execution date 0 ( ) 2025-12-21 ordinary shares 613,476 $10.00 613,476 direct
Footnotes
IDfootnote
f1 this transaction was executed in multiple trades at an average price of $7.36. the price represents the weighted average sales price of the shares. the reporting person hereby undertakes to provide, upon request to the sec staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
f2 this transaction was executed in multiple trades at an average price of $7.17. the price represents the weighted average sales price of the shares. the reporting person hereby undertakes to provide, upon request to the sec staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
f3 this transaction was executed in multiple trades at an average price of $7.19. the price represents the weighted average sales price of the shares. the reporting person hereby undertakes to provide, upon request to the sec staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
f4 stock option granted as an inducement award. fifty percent of such award vests in five equal annual installments beginning on december 21, 2019, subject to continued employment. the remaining fifty percent vests in five equal installments beginning on december 21, 2019 based on attainment of performance objectives to be established by the board of directors on an annual basis, subject to continued employment.
f5 stock option granted as an inducement award. fifty percent of such award vests in three equal annual installments beginning on march 15, 2021 based on attainment of specified return on equity performance metrics, subject to continued employment. the remaining fifty percent vests in five equal installments beginning on march 15, 2020 based on attainment of specified minimum stock prices, subject to continued employment.

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