Form Type: 4

SEC EDGAR Link
Acccession Number:0001144204-19-040131
Date:2018-06-01
Issuer: CHARLES & COLVARD LTD (CTHR)
Original Submission Date:

Reporting Person:

BUTLER ANNE M
170 SOUTHPORT DRIVE
MORRISVILLE, NC 27560

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2018-06-01 S 1,746 d $0.87 359,250 direct
COMMON STOCK 2018-06-01 S 1,400 d $0.89 357,850 direct
COMMON STOCK 2018-06-01 S 700 d $0.91 357,150 direct
COMMON STOCK 2018-06-01 S 5,000 d $0.92 352,150 direct
COMMON STOCK 2018-06-01 S 100 d $0.94 352,050 direct
COMMON STOCK 2018-06-01 S 100 d $0.93 351,950 direct
COMMON STOCK 2018-06-01 S 1,700 d $0.96 350,250 direct
COMMON STOCK 2018-06-01 S 1,000 d $0.97 349,250 direct
COMMON STOCK 2018-06-01 S 100 d $0.98 349,150 direct
COMMON STOCK 2018-06-01 S 3,500 d $0.99 345,650 direct
COMMON STOCK 2018-06-01 S 100 d $1.00 345,550 direct
COMMON STOCK 2018-06-01 S 1,400 d $1.01 344,150 direct
COMMON STOCK 2018-06-01 S 3,800 d $1.02 340,350 direct
COMMON STOCK 2018-06-01 S 1,200 d $1.05 339,150 direct
COMMON STOCK 2018-06-01 S 1,900 d $1.06 337,250 direct
COMMON STOCK 2018-06-01 S 700 d $1.07 336,550 direct
COMMON STOCK 2018-06-01 S 4,600 d $1.08 331,950 direct
COMMON STOCK 2018-06-01 S 3,711 d $1.09 328,239 direct
COMMON STOCK 2018-06-01 S 1,500 d $1.03 326,739 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the reporting person's shares were sold in euros. the prices in column 4 have been converted based on us$1.1666 per euro as of june 1, 2018.

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