Form Type: 4

SEC EDGAR Link
Acccession Number:0000950142-19-001779
Date:2019-08-12
Issuer: AVALARA, INC. (AVLR)
Original Submission Date:

Reporting Person:

GILHULY EDWARD A
C/O SAGEVIEW CAPITAL LP
55 RAILROAD AVENUE, FIRST FLOOR GREENWICH, CT 06830

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-08-12 J 1,981,185 d $0.00 0 indirect f1,f3
COMMON STOCK 2019-08-12 J 144,531 d $0.00 0 indirect f1,f4
COMMON STOCK 2019-08-12 J 256,149 d $0.00 0 indirect f1,f5
COMMON STOCK 2019-08-12 J 332,914 a $0.00 822,131 indirect f6
COMMON STOCK 0 $0.00 75,000 indirect f7
COMMON STOCK 0 $0.00 1,032 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 sageview capital lp ("sc") is investment adviser to sageview capital master, l.p. ("scm"). edward a. gilhuly is a co-president of sageview capital mgp, llc ("sageview mgp"), which ultimately controls the general partner of scm, sageview avalara partners i, l.p. ("scai"), and sageview avalara partners, l.p. ("sca"), and in such capacity he may be deemed to have shared voting and dispositive power over the shares held by scm, scai, and sca. mr. gilhuly is a managing and control person of sc, and in such capacity he may be deemed to have shared voting and dispositive power over the common stock held by sc.
f2 on august 12, 2019, scm, sca and scai effected pro rata distributions of shares to their partners, including other reporting persons who made further pro rata distributions to their respective partners and members.
f3 reflects shares held directly by scm. sageview capital partners (a), l.p. ("sageview a"), sageview capital partners (b), l.p. ("sageview b") and sageview partners (c) (master), l.p. ("sageview c") are the shareholders of scm. sageview capital genpar, ltd. ("sageview ltd") is the sole general partner of each of scm, sageview a, sageview b and sageview c. sageview capital genpar, l.p. ("sageview genpar") is the sole shareholder of sageview ltd. sageview mgp is the sole general partner of sageview genpar. edward gilhuly is a managing member and controlling person of sageview capital mgp, llc. each of sc, scai, sca, sageview a, sageview b, sageview c, sageview ltd, sageview genpar, sageview mgp, and mr. gilhuly disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any.
f4 reflects shares held directly by sca. each of sc, scm, scai, sageview a, sageview b, sageview c, sageview ltd, sageview genpar, sageview mgp, and mr. gilhuly disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any.
f5 reflects shares held directly by scai. each of sc, scm, sca, sageview a, sageview b, sageview c, sageview ltd, sageview genpar, sageview mgp, and mr. gilhuly disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any.
f6 reflects shares held by trusts for the benefit of members of mr. gilhuly's family.
f7 reflects shares held directly by sc. each of scm, scai, sca, sageview a, sageview b, sageview c, sageview ltd, sageview genpar, sageview mgp, and mr. gilhuly disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any.

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