Form Type: 4

SEC EDGAR Link
Acccession Number:0001209191-19-045938
Date:2019-08-12
Issuer: ASPEN AEROGELS INC (ASPN)
Original Submission Date:

Reporting Person:

CONTE KELLEY
C/O. ASPEN AEROGELS, INC.
30 FORBES ROAD, BLDG B NORTHBOROUGH, MA 01532

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-08-12 S 1,053 d $6.68 88,322 direct
COMMON STOCK 2019-08-13 S 14,947 d $6.60 73,375 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents 34,097 shares of common stock and 54,225 restricted stock units.
f2 average price with actual price ranging from $6.50 and $6.60.
f3 represents 19,150 shares of common stock and 54,225 shares of restricted stock units.

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