Form Type: 4

SEC EDGAR Link
Acccession Number:0001719842-19-000006
Date:2019-08-12
Issuer: NATIONAL VISION HOLDINGS, INC. (EYE)
Original Submission Date:

Reporting Person:

VAUGHT JOHN
C/O NATIONAL VISION HOLDINGS, INC.
2435 COMMERCE AVENUE, BLDG. 2200 DULUTH, GA 30096-4980

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-08-13 M 31,049 a $4.27 31,049 direct
COMMON STOCK 2019-08-13 S 31,049 d $30.14 0 direct
COMMON STOCK 2019-08-13 M 4,137 a $7.25 4,137 direct
COMMON STOCK 2019-08-13 S 4,137 d $30.13 0 direct
COMMON STOCK 2019-08-13 M 13,425 a $8.23 13,425 direct
COMMON STOCK 2019-08-13 S 13,425 d $30.04 0 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 4.27 2019-08-12 deemed execution date A 17,623 (a) 2024-03-13 common stock 17,623 $4.27 31,049 direct
STOCK OPTION (RIGHT TO BUY) 4.27 2019-08-13 deemed execution date M 31,049 (d) 2024-03-13 common stock 31,049 $4.27 0 direct
STOCK OPTION (RIGHT TO BUY) 7.25 2019-08-13 deemed execution date M 4,137 (d) 2024-03-13 common stock 4,137 $7.25 0 direct
STOCK OPTION (RIGHT TO BUY) 8.23 2019-08-13 deemed execution date M 13,425 (d) 2024-03-13 common stock 13,425 $8.23 1 direct
Footnotes
IDfootnote
f1 price represents the weighted average sales price. the shares were sold pursuant to a single order in multiple transactions as prices ranging from $30.00 to $30.85. upon request by the sec staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
f2 price represents the weighted average sales price. the shares were sold pursuant to a single order in multiple transactions as prices ranging from $30.00 to $30.66. upon request by the sec staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
f3 price represents the weighted average sales price. the shares were sold pursuant to a single order in multiple transactions as prices ranging from $30.00 to $30.73. upon request by the sec staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
f4 on march 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. on august 12, 2019, the final liquidity event with respect to such performance-based stock options occurred as a result of sales by the issuer's sponsor stockholder and 17,623 stock options which had previously not been reported were deemed earned.
f5 all of these stock options are vested.

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