Form Type: 4/A

SEC EDGAR Link
Accession Number:0001401708-19-000176
Date:2019-05-10
Issuer: NANOSTRING TECHNOLOGIES INC (NSTG)
Original Submission Date:2019-05-15

Reporting Person:

GRAY R BRADLEY
530 FAIRVIEW AVENUE N
SEATTLE, WA 98109

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-05-10 M 23,375 a $2.24 99,905 direct
COMMON STOCK 2019-05-13 S 39,919 d $26.38 59,986 direct
COMMON STOCK 2019-05-13 S 7,087 d $27.09 52,899 direct
COMMON STOCK 2019-05-13 S 2,994 d $28.18 49,905 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 2.24 2019-05-10 deemed execution date M 23,375 (d) 2020-06-29 common stock 23,375 $2.24 106,924 direct
Footnotes
IDfootnote
f1 the reporting person's original form 4 filing inadvertently omitted information related to the option exercise.
f2 the sales reported by mr. gray were effected pursuant to a rule 10b5-1 trading plan adopted on september 14, 2018.
f3 the "amount" and "price" reported in this column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. these shares were sold in multiple transactions at prices ranging from $25.86 to $26.86, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the sec staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
f4 the "amount" and "price" reported in this column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. these shares were sold in multiple transactions at prices ranging from $26.87 to $27.56, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the sec staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
f5 the "amount" and "price" reported in this column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. these shares were sold in multiple transactions at prices ranging from $27.98 to $28.51, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the sec staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
f6 the option is subject to an early exercise provision and is immediately exercisable. 25% of the shares subject to the option vest on the one year anniversary of june 25, 2010 (the "vesting commencement date"), and thereafter 1/48th of the shares subject to the option vest on each monthly anniversary of the vesting commencement date.
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