Accession Number: | 0000902664-19-003402 |
Date: | 2019-08-12 |
Issuer: | PEABODY ENERGY CORP (BTU) |
Original Submission Date: |
ELLIOTT INTERNATIONAL, L.P.
C/O MAPLES & CALDER, P.O. BOX 309
UGLAND HOUSE, SOUTH CHURCH STREET
GEORGE TOWN, E9 00000
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK, $0.01 PAR VALUE PER SHARE | 2019-08-12 | P | 9,801 | a | $17.99 | 19,853,066 | indirect | f1,f2 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | this form 4 is filed jointly by elliott international, l.p. ("elliott international") and elliott international capital advisors inc. ("eica" and, together with elliott international, the "reporting persons"). eica, as the investment manager of elliott international, may be deemed to beneficially own the securities owned directly by elliott international. the reporting person may be deemed to be a member of a section 13(d) group that collectively beneficially owns more than 10% of the issuer's outstanding common stock. each of the reporting persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
f2 | securities owned by spraberry investments inc., a delaware corporation ("spraberry") and a wholly-owned subsidiary of elliott international. eica, as the investment manager of elliott international, may be deemed to beneficially own the securities owned directly by spraberry. |