Form Type: 4

SEC EDGAR Link
Acccession Number:0000899243-19-021739
Date:2019-08-13
Issuer: PORTMAN RIDGE FINANCE CORP (PTMN)
Original Submission Date:

Reporting Person:

GOLDTHORPE EDWARD J.
C/O PORTMAN RIDGE FINANCE CORPORATION
650 MADISON AVENUE NEW YORK, NY 10022

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-08-13 P 11,500 a $2.29 11,500 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $2.28 to $2.30. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

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