Form Type: 4

SEC EDGAR Link
Acccession Number:0001209191-19-045966
Date:2019-08-12
Issuer: PEGASYSTEMS INC (PEGA)
Original Submission Date:

Reporting Person:

JONES RICHARD H
C/O PEGASYSTEMS INC.
1 ROGERS STREET CAMBRIDGE, MA 02142

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-08-12 S 3,000 d $70.83 186,010 indirect
COMMON STOCK 0 $0.00 298,107 direct
COMMON STOCK 0 $0.00 208,192 indirect
COMMON STOCK 0 $0.00 47,590 indirect f4
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 does not include shares of common stock subject to unvested restricted stock units and/or options awards.
f2 sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the securities exchange act of 1934, as amended.
f3 represents the weighted average of the sale prices, ranging from $70.79 to $70.86. the individual has provided the company, and undertakes to provide to the staff of the security and exchange commission or any security holder of the company, upon request, full information regarding the number of shares sold at each separate price.
f4 shares owned by the jones family foundation, of which mr. jones has no pecuniary interest.

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