Form Type: 4

SEC EDGAR Link
Acccession Number:0001628280-19-010783
Date:2019-08-12
Issuer: ENVESTNET, INC. (ENV)
Original Submission Date:

Reporting Person:

CRAGER WILLIAM
35 EAST WACKER DRIVE
SUITE 2400 CHICAGO, IL 60601

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-08-12 M 18,500 a $9.00 243,512 direct
COMMON STOCK 2019-08-12 S 3,000 d $57.26 240,512 direct
COMMON STOCK 2019-08-12 S 14,923 d $58.28 225,589 direct
COMMON STOCK 2019-08-12 S 577 d $58.87 225,012 direct
COMMON STOCK 0 $0.00 100 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 9.0 2019-08-12 deemed execution date M 18,500 (d) 2011-07-28 2020-07-28 common stock 18,500 $9.00 145,500 direct
Footnotes
IDfootnote
f1 reflects the cashless exercise of stock options which were granted pursuant to rule 16b-3.
f2 the common shares reported herein as being sold were sold at a range of between $56.70 and $57.64 per share. the sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
f3 the common shares reported herein as being sold were sold at a range of between $57.80 and $58.80 per share. the sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
f4 the common shares reported herein as being sold were sold at a range of between $58.84 and $58.88 per share. the sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
f5 original option grant vested in four installments beginning on the first anniversary of the date of grant as listed in the "date exercisable" column.

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