Form Type: 4

SEC EDGAR Link
Acccession Number:0001209191-19-045991
Date:2019-08-12
Issuer: FUNKO, INC. (FNKO)
Original Submission Date:

Reporting Person:

FUNDAMENTAL CAPITAL PARTNERS, LLC
C/O FUNDAMENTAL CAPITAL, LLC
4 EMBARCADERO CENTER, SUITE 1400 SAN FRANCISCO, CA 94111

Reporting Person:

KEENLEY KEVIN G.
C/O FUNDAMENTAL CAPITAL, LLC
4 EMBARCADERO CENTER, SUITE 1400 SAN FRANCISCO, CA 94111

Reporting Person:

MCNALLY RICHARD L.
C/O FUNDAMENTAL CAPITAL, LLC
4 EMBARCADERO CENTER, SUITE 1400 SAN FRANCISCO, CA 94111

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2019-08-12 S 18,218 d $23.63 42,117 indirect f2
CLASS A COMMON STOCK 2019-08-13 S 17,118 d $23.81 24,999 indirect f2
CLASS A COMMON STOCK 2019-08-12 S 82,991 d $23.63 191,866 indirect f2
CLASS A COMMON STOCK 2019-08-13 S 77,982 d $23.81 113,884 indirect f2
CLASS B COMMON STOCK 0 $0.00 613,138 indirect f2
CLASS B COMMON STOCK 0 $0.00 2,816,538 indirect f2
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 shares of class b common stock, par value $0.0001 per share ("class b common stock") (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof, and (iii) may only be issued, on a one-for-one basis, to the permitted holders of common units of funko acquisition holdings, l.l.c. ("common units"). common units may be redeemed by the reporting person at any time for shares of class a common stock, par value $0.0001 per share ("class a common stock"), on a one-for-one basis.
f2 fundamental capital, llc ("fundamental capital") is the manager of funko international, llc ("funko international"), and fundamental capital partners, llc ("fcp") is the manager of fundamental capital. richard mcnally and kevin keenley are the sole members of and hold voting membership interests in fcp. each reporting person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.
f3 the price reported is a weighted average price. these shares of class a common stock were sold in multiple transactions at prices ranging from $23.50 to $23.83, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f4 the price reported is a weighted average price. these shares of class a common stock were sold in multiple transactions at prices ranging from $23.50 to $24.29, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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