Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-19-045953
Date:2019-08-12
Issuer: AVALARA, INC. (AVLR)
Original Submission Date:

Reporting Person:

MCFARLANE SCOTT M
255 SOUTH KING ST.
SUITE 1800 SEATTLE, WA 98104

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-08-12 M 93,994 a $1.50 845,280 direct
COMMON STOCK 2019-08-12 M 76,438 a $4.50 921,718 direct
COMMON STOCK 2019-08-12 S 54,186 d $83.86 867,532 direct
COMMON STOCK 2019-08-12 S 111,738 d $84.39 755,794 direct
COMMON STOCK 2019-08-12 S 1,100 d $85.20 754,694 direct
COMMON STOCK 2019-08-12 S 3,408 d $86.18 751,286 direct
COMMON STOCK 0 $0.00 9,375 indirect f9
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 1.5 2019-08-12 deemed execution date M 49,932 (d) 2014-12-17 2021-02-18 common stock 49,932 $1.50 48,000 direct
STOCK OPTION (RIGHT TO BUY) 1.5 2019-08-12 deemed execution date M 44,062 (d) 2015-03-28 2021-03-28 common stock 44,062 $1.50 28,438 direct
STOCK OPTION (RIGHT TO BUY) 4.5 2019-08-12 deemed execution date M 76,438 (d) 2017-01-01 2023-02-13 common stock 76,438 $4.50 123,562 direct
Footnotes
IDfootnote
f1 includes 90 shares purchased under the avalara, inc. 2018 employee stock purchase plan on july 31, 2019.
f2 the sale of 4,460 of these shares was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on november 21, 2018.
f3 the price reported is a weighted average price. these shares were sold in multiple transactions at prices ranging from $83.02 to $84.01, inclusive. upon request by avalara, inc., any security holder thereof, or the staff of the securities and exchange commission, the reporting person will provide full information regarding the number of shares sold at each separate price within the range.
f4 the sale of 7,200 of these shares was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on november 21, 2018.
f5 the price reported is a weighted average price. these shares were sold in multiple transactions at prices ranging from $84.02 to $85.01, inclusive. upon request by avalara, inc., any security holder thereof, or the staff of the securities and exchange commission, the reporting person will provide full information regarding the number of shares sold at each separate price within the range.
f6 the sale of 100 of these shares was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on november 21, 2018.
f7 the price reported is a weighted average price. these shares were sold in multiple transactions at prices ranging from $85.04 to $85.40, inclusive. upon request by avalara, inc., any security holder thereof, or the staff of the securities and exchange commission, the reporting person will provide full information regarding the number of shares sold at each separate price within the range.
f8 the sale of 240 of these shares was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on november 21, 2018.
f9 the reporting person is a member of mvprojects, llc.

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