Accession Number: | 0001140361-19-015059 |
Date: | 2019-08-12 |
Issuer: | NATIONAL VISION HOLDINGS, INC. (EYE) |
Original Submission Date: |
KKR VISION AGGREGATOR L.P.
C/O KOHLBERG KRAVIS ROBERTS & CO. L.P.
9 WEST 57TH STREET, SUITE 4200
NEW YORK, NY 10019
KKR VISION AGGREGATOR GP LLC
C/O KOHLBERG KRAVIS ROBERTS & CO. L.P.
9 WEST 57TH STREET, SUITE 4200
NEW YORK, NY 10019
KKR NORTH AMERICA FUND XI L.P.
C/O KOHLBERG KRAVIS ROBERTS & CO. L.P.
9 WEST 57TH STREET, SUITE 4200
NEW YORK, NY 10019
KKR ASSOCIATES NORTH AMERICA XI L.P.
C/O KOHLBERG KRAVIS ROBERTS & CO. L.P.
9 WEST 57TH STREET, SUITE 4200
NEW YORK, NY 10019
KKR NORTH AMERICA XI LTD
C/O KOHLBERG KRAVIS ROBERTS & CO. L.P.
9 WEST 57TH STREET, SUITE 4200
NEW YORK, NY 10019
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-08-12 | S | 9,149,908 | d | $30.52 | 0 | indirect | f2,f3,f4 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | this amount represents the secondary public offering price per share of common stock of national vision holdings, inc., less the underwriting discount of $0.48 per share. |
f2 | these securities of national vision holdings, inc. are held by kkr vision aggregator l.p. the general partner of kkr vision aggregator l.p. is kkr vision aggregator gp llc. the sole member of kkr vision aggregator gp llc is kkr north america fund xi l.p. the general partner of kkr north america fund xi l.p. is kkr associates north america xi l.p. the general partner of kkr associates north america xi l.p. is kkr north america xi limited. the sole shareholder of kkr north america xi limited is kkr fund holdings l.p. |
f3 | kkr fund holdings gp limited is a general partner of kkr fund holdings l.p. kkr group holdings corp. is a general partner of kkr fund holdings l.p. and the sole shareholder of kkr fund holdings gp limited. kkr & co. inc. is the sole shareholder of kkr group holdings corp. kkr management llc is the class b common stockholder of kkr & co. inc. messrs. henry r. kravis and george r. roberts are the designated members of kkr management llc. |
f4 | each of the reporting persons disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein. the filing of this statement shall not be deemed to be an admission that, for purposes of section 16 of the securities exchange act of 1934 or otherwise, the reporting persons are the beneficial owners of any securities reported herein. |