Accession Number: | 0001562180-19-004291 |
Date: | 2019-08-13 |
Issuer: | ROYAL GOLD INC (RGLD) |
Original Submission Date: |
ISTO MARK
1660 WYNKOOP STREET
SUITE 1000
DENVER, CO 80202
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-08-13 | M | 982 | a | $65.85 | 21,480 | direct | ||
COMMON STOCK | 2019-08-13 | M | 3,232 | a | $56.54 | 24,712 | direct | ||
COMMON STOCK | 2019-08-13 | M | 4,407 | a | $83.29 | 29,119 | direct | ||
COMMON STOCK | 2019-08-13 | M | 2,499 | a | $87.42 | 31,618 | direct | ||
COMMON STOCK | 2019-08-13 | D | 6,501 | d | $128.13 | 25,117 | direct | ||
COMMON STOCK | 2019-08-13 | F | 2,446 | d | $128.13 | 22,671 | direct | ||
COMMON STOCK | 2019-08-13 | S | 2,173 | d | $125.02 | 20,498 | direct | ||
COMMON STOCK | 2019-08-13 | A | 2,300 | a | $0.00 | 22,798 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK APPRECIATION RIGHTS | 65.85 | 2019-08-13 | deemed execution date | M | 982 (d) | 2025-01-05 | common stock 982 | $65.85 | 0 | direct | ||
STOCK APPRECIATION RIGHTS | 56.54 | 2019-08-13 | deemed execution date | M | 3,232 (d) | 2025-08-20 | common stock 3,232 | $56.54 | 0 | direct | ||
STOCK APPRECIATION RIGHTS | 83.29 | 2019-08-13 | deemed execution date | M | 4,407 (d) | 2026-08-16 | common stock 4,407 | $83.29 | 2,203 | direct | ||
STOCK APPRECIATION RIGHTS (SSARS) | 87.42 | 2019-08-13 | deemed execution date | M | 2,499 (d) | 2027-08-23 | common stock 2,499 | $87.42 | 4,998 | direct | ||
STOCK APPRECIATION RIGHT (SARS) | 124.6 | 2019-08-13 | deemed execution date | A | 7,100 (a) | 2029-08-13 | common stock 7,100 | $124.60 | 7,100 | direct |
ID | footnote |
---|---|
f1 | represents the difference between the number of sars exercised (11,120) and the number of shares issuable as a result of the exercise (4,619). |
f2 | represents shares withheld to satisfy taxes; no shares were sold. |
f3 | the range of the weighted average sales price is $124.95 to $125.10. |
f4 | grant of restricted stock with a two year hold and then vesting as to one-third in years three, four and five. |
f5 | one-third vests annually over three years beginning on january 5, 2016. |
f6 | one-third vests annually over three years beginning on august 20, 2016. |
f7 | one-third vests annually over three years beginning on august 16, 2017. |
f8 | one-third vests annually over three years beginning on august 23, 2018. |
f9 | one-third vests annually over three years beginning on august 13, 2020. |