Form Type: 4

SEC EDGAR Link
Accession Number:0001628280-19-010908
Date:2019-08-14
Issuer: GUARDANT HEALTH, INC. (GH)
Original Submission Date:

Reporting Person:

ELTOUKHY HELMY
505 PENOBSCOT DRIVE
REDWOOD CITY, CA 94063

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-08-14 M 19,606 a $4.18 3,716,686 direct
COMMON STOCK 2019-08-14 S 4,715 d $95.07 3,711,971 direct
COMMON STOCK 2019-08-14 S 6,107 d $95.91 3,705,864 direct
COMMON STOCK 2019-08-14 S 3,921 d $97.20 3,701,943 direct
COMMON STOCK 2019-08-14 S 13,704 d $98.23 3,688,239 direct
COMMON STOCK 2019-08-14 S 20,321 d $99.12 3,667,918 direct
COMMON STOCK 2019-08-14 S 12,300 d $100.67 3,655,618 direct
COMMON STOCK 2019-08-14 S 200 d $101.42 3,655,418 direct
COMMON STOCK 2019-08-15 M 8,428 a $4.18 3,663,846 direct
COMMON STOCK 2019-08-15 S 6,404 d $97.80 3,657,442 direct
COMMON STOCK 2019-08-15 S 19,040 d $98.74 3,638,402 direct
COMMON STOCK 2019-08-15 S 892 d $99.10 3,637,510 direct
COMMON STOCK 2019-08-16 M 53,150 a $4.18 3,690,660 direct
COMMON STOCK 2019-08-16 S 22,127 d $100.40 3,668,533 direct
COMMON STOCK 2019-08-16 S 133,534 d $101.18 3,534,999 direct
COMMON STOCK 2019-08-16 S 10,434 d $101.66 3,524,565 direct
COMMON STOCK 2019-08-14 0 $0.00 119,550 indirect
COMMON STOCK 2019-08-14 0 $0.00 664,020 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 4.18 2019-08-14 deemed execution date M 19,606 (d) 2022-07-13 common stock 19,606 $4.18 1,017,805 direct
STOCK OPTION (RIGHT TO BUY) 4.18 2019-08-15 deemed execution date M 8,428 (d) 2022-07-13 common stock 8,428 $4.18 1,009,377 direct
STOCK OPTION (RIGHT TO BUY) 4.18 2019-08-16 deemed execution date M 53,150 (d) 2022-07-13 common stock 53,150 $4.18 956,227 direct
Footnotes
IDfootnote
f1 these shares were sold under a pre-arranged sales plan pursuant to rule 10b5-1 under the securities exchange act of 1934, as amended. some of the shares sold were acquired contemporaneously upon the cashless exercise of stock options at an exercise price of $4.18 per share.
f2 the price reported in column 4 is a weighted average price. the shares were sold in multiple transactions at prices ranging from $94.56 to $95.54, inclusive. the reporting person undertakes to provide to the issuer, any security holder, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f3 the price reported in column 4 is a weighted average price. the shares were sold in multiple transactions at prices ranging from $95.59 to $96.47, inclusive. the reporting person undertakes to provide to the issuer, any security holder, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f4 the price reported in column 4 is a weighted average price. the shares were sold in multiple transactions at prices ranging from $96.77 to $97.71, inclusive. the reporting person undertakes to provide to the issuer, any security holder, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f5 the price reported in column 4 is a weighted average price. the shares were sold in multiple transactions at prices ranging from $97.78 to $98.76, inclusive. the reporting person undertakes to provide to the issuer, any security holder, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f6 the price reported in column 4 is a weighted average price. the shares were sold in multiple transactions at prices ranging from $98.80 to $99.71, inclusive. the reporting person undertakes to provide to the issuer, any security holder, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f7 the price reported in column 4 is a weighted average price. the shares were sold in multiple transactions at prices ranging from $99.80 to $100.75, inclusive. the reporting person undertakes to provide to the issuer, any security holder, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f8 the price reported in column 4 is a weighted average price. the shares were sold in multiple transactions at prices ranging from $101.33 to $101.50, inclusive. the reporting person undertakes to provide to the issuer, any security holder, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f9 the price reported in column 4 is a weighted average price. the shares were sold in multiple transactions at prices ranging from $97.05 to $98.04, inclusive. the reporting person undertakes to provide to the issuer, any security holder, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f10 the price reported in column 4 is a weighted average price. the shares were sold in multiple transactions at prices ranging from $98.05 to $99.00, inclusive. the reporting person undertakes to provide to the issuer, any security holder, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f11 the price reported in column 4 is a weighted average price. the shares were sold in multiple transactions at prices ranging from $99.05 to $99.14, inclusive. the reporting person undertakes to provide to the issuer, any security holder, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f12 the price reported in column 4 is a weighted average price. the shares were sold in multiple transactions at prices ranging from $99.56 to $100.55, inclusive. the reporting person undertakes to provide to the issuer, any security holder, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f13 the price reported in column 4 is a weighted average price. the shares were sold in multiple transactions at prices ranging from $100.56 to $101.55, inclusive. the reporting person undertakes to provide to the issuer, any security holder, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f14 the price reported in column 4 is a weighted average price. the shares were sold in multiple transactions at prices ranging from $101.58 to $101.75, inclusive. the reporting person undertakes to provide to the issuer, any security holder, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f15 the stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on april 23, 2017.
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