Form Type: 4

SEC EDGAR Link
Acccession Number:0000049071-19-000087
Date:2019-08-16
Issuer: HUMANA INC (HUM)
Original Submission Date:

Reporting Person:

HUNTER CHRISTOPHER H.
HUMANA INC.
500 WEST MAIN STREET LOUISVILLE, KY 40202

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
HUMANA COMMON 2019-08-16 G 102 d $0.00 12,683 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
OPTIONS 217.415 deemed execution date 0 ( ) 2024-03-08 humana common 19,497 $217.42 19,497 direct
OPTIONS 268.47 deemed execution date 0 ( ) 2025-02-19 humana common 6,623 $268.47 6,623 direct
OPTIONS 307.965 deemed execution date 0 ( ) 2026-02-25 humana common 6,106 $307.97 6,106 direct
RESTRICTED STOCK UNITS 0.0 deemed execution date 0 ( ) humana common 2,491 $0.00 2,491 direct
RESTRICTED STOCK UNITS 0.0 deemed execution date 0 ( ) humana common 1,025 $0.00 1,025 direct
RESTRICTED STOCK UNITS 0.0 deemed execution date 0 ( ) humana common 1,380 $0.00 1,380 direct
Footnotes
IDfootnote
f1 right to buy pursuant to company's 2011 stock incentive plan. incentive and non-qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 6,499 options fully vest three years from the date of grant.
f2 right to buy pursuant to company's 2011 stock incentive plan. incentive and non-qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.
f3 right to buy pursuant to company's 2011 stock incentive plan. incentive and non-qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22.
f4 each restricted stock unit represents a contingent right to receive one share of humana inc. common stock, exempt under rule 16b-3(d)(1) & (3) under company's 2011 plan.
f5 restricted stock units granted to reporting person on 03/08/2017, 2,989 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,494 shares fully vest three years from the date of grant.
f6 restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.
f7 restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.
f8 this transaction represents a gift/charitable donation effective august 16, 2019. there was no consideration received in return.

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