Form Type: 4/A

SEC EDGAR Link
Acccession Number:0001288847-19-000117
Date:2019-08-14
Issuer: FIVE9, INC. (FIVN)
Original Submission Date:2019-08-16

Reporting Person:

ZWARENSTEIN BARRY
C/O FIVE9, INC. BISHOP RANCH 8, 4000
EXECUTIVE PARKWAY, SUITE 400 SAN RAMON,, CA 94583

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-08-14 M 2,007 a $4.25 114,771 direct
COMMON STOCK 2019-08-14 S 2,007 d $61.47 112,764 direct
COMMON STOCK 2019-08-14 S 5,656 d $61.47 225,905 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 4.25 2019-08-14 deemed execution date M 2,007 (d) 2024-11-05 common stock 2,007 $4.25 33,098 direct
Footnotes
IDfootnote
f1 the form filed on august 16, 2019 correctly reported the sale on august 14, 2019 of 7,663 shares but incorrectly stated the source of the shares and the reporting person's holdings following the transaction. this amendment has been filed to indicate that a portion of the shares sold on august 14, 2019 were the result of the exercise of a stock option.
f2 the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on march 12, 2019.
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $60.65 to $62.81, inclusive. the reporting person undertakes to provide five9, inc., any security holder of five9, inc., or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f4 the option granted november 5, 2014 is fully vested.

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