Form Type: 4

SEC EDGAR Link
Accession Number:0001567619-19-017388
Date:2019-08-18
Issuer: VISTA GOLD CORP (VGZ)
Original Submission Date:

Reporting Person:

ROZELLE JOHN W.
C/O VISTA GOLD CORP.
7961 SHAFFER PARKWAY, SUITE 5 LITTLETON, CO 80127

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON SHARES 2019-08-18 M 5,200 a $0.00 374,966 direct
COMMON SHARES 2019-08-19 F 1,664 d $0.87 373,302 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2019-08-18 deemed execution date M 5,200 (d) common shares 5,200 $0.00 0 direct
Footnotes
IDfootnote
f1 each restricted stock unit (rsu) represents a contingent right to receive one share of vgz common stock. the rsus were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019.
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