Form Type: 4

SEC EDGAR Link
Accession Number:0001595585-19-000179
Date:2019-08-22
Issuer: TRICIDA, INC. (TCDA)
Original Submission Date:

Reporting Person:

OTTO DAWN PARSELL
7000 SHORELINE COURT, SUITE 201
SOUTH SAN FRANCISCO, CA 94080

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 34.27 2019-08-22 deemed execution date A 40,000 (a) 2029-08-22 common stock 40,000 $34.27 40,000 direct
Footnotes
IDfootnote
f1 the option to purchase common stock will vest in eighteen equal monthly installments from august 22, 2019 to february 22, 2021, subject to reporting person's continuous service as of each vesting date. the option contains an early-exercise provision and is exercisable as to unvested shares, subject to the issuer's right of repurchase.
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