Form Type: 4

SEC EDGAR Link
Accession Number:0001596783-19-000163
Date:2019-08-22
Issuer: CATALENT, INC. (CTLT)
Original Submission Date:

Reporting Person:

LUCIER GREGORY T
C/O CATALENT, INC.
14 SCHOOLHOUSE ROAD SOMERSET, NJ 08873

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-08-22 A 3,167 a $0.00 41,989 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the equity acquired by the reporting person is the regular, annual grant of restricted stock units provided by the issuer to the reporting person pursuant to the issuer's non-management director compensation package. each restricted stock unit represents the right to receive one share of the issuer's common stock as of the date of vesting, which will occur one year from the date of award.
f2 includes restricted stock units.
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