Accession Number: | 0001174567-19-000075 |
Date: | 2019-08-27 |
Issuer: | RETRACTABLE TECHNOLOGIES INC (RVP) |
Original Submission Date: |
SHAW THOMAS J
511 LOBO LANE
LITTLE ELM, TX 75068
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-08-27 | P | 2,100 | a | $0.74 | 14,372,052 | direct | ||
COMMON STOCK | 2019-08-27 | 0 | $0.00 | 4,300,000 | indirect | f2 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the purchase reported in this form 4 was effected pursuant to a rule 10b5-1 purchase plan entered into october 29, 2018. |
f2 | mr. shaw has investment power over 1,500,000 shares as trustee for the benefit of family members. mr. shaw has voting control over the remainder of the shares pursuant to a voting agreement. |