Form Type: 4

SEC EDGAR Link
Accession Number:0001015780-19-000182
Date:2019-08-26
Issuer: E TRADE FINANCIAL CORP (ETFC)
Original Submission Date:

Reporting Person:

TURNER CHAD E.
11 TIMES SQUARE
32ND FLOOR NEW YORK, NY 10036

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-08-26 A 65 a $0.00 24,182 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 on august 26, 2019, the issuer paid a dividend of $0.14 per share of common stock, and upon such payment the issuer awarded dividend equivalent units on the reporting person's existing awards of restricted stock units. each such dividend equivalent unit represents a contingent right to receive one share of common stock, subject to vesting on the same terms as the respective underlying restricted stock units.
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