Form Type: 4

SEC EDGAR Link
Acccession Number:0001716837-19-000148
Date:2019-08-26
Issuer: ROKU, INC (ROKU)
Original Submission Date:

Reporting Person:

FYFIELD MAI
C/O ROKU, INC.
150 WINCHESTER CIRCLE LOS GATOS, CA 95032

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2019-08-26 M 306 a $35.99 306 direct
CLASS A COMMON STOCK 2019-08-26 S 306 d $140.08 0 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 35.99 2019-08-26 deemed execution date M 306 (d) 2028-05-24 class a common stock 306 $35.99 6,430 direct
Footnotes
IDfootnote
f1 shares sold pursuant to ms. fyfield's 10b5-1 plan.
f2 this stock option vests in 36 equal monthly installments beginning on the vesting commencement date of 5/24/2018.

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