Accession Number: | 0001127602-19-027606 |
Date: | 2019-08-29 |
Issuer: | YUM CHINA HOLDINGS, INC. (YUMC) |
Original Submission Date: |
AI ANGELA
YUM CHINA BUILDING
20 TIAN YAO QIAO ROAD
SHANGHAI, F4 200030
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-08-29 | M | 25,793 | a | $21.30 | 28,445 | direct | ||
COMMON STOCK | 2019-08-29 | D | 12,316 | d | $44.61 | 16,129 | direct | ||
COMMON STOCK | 2019-08-29 | S | 13,477 | d | $44.74 | 2,652 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK APPRECIATION RIGHT | 21.3 | 2019-08-29 | deemed execution date | M | 25,793 (d) | 2024-02-05 | common stock 25,793 | $21.30 | 0 | direct |
ID | footnote |
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f1 | this transaction was executed in multiple trades at prices ranging from $ 44.51 to $44.93. the price reported above reflects the weighted average price. the reporting person hereby undertakes to provide upon request, to the sec staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
f2 | vesting occurs 25% per year beginning one year from 2/5/2014. |