Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-19-027606
Date:2019-08-29
Issuer: YUM CHINA HOLDINGS, INC. (YUMC)
Original Submission Date:

Reporting Person:

AI ANGELA
YUM CHINA BUILDING
20 TIAN YAO QIAO ROAD SHANGHAI, F4 200030

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-08-29 M 25,793 a $21.30 28,445 direct
COMMON STOCK 2019-08-29 D 12,316 d $44.61 16,129 direct
COMMON STOCK 2019-08-29 S 13,477 d $44.74 2,652 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK APPRECIATION RIGHT 21.3 2019-08-29 deemed execution date M 25,793 (d) 2024-02-05 common stock 25,793 $21.30 0 direct
Footnotes
IDfootnote
f1 this transaction was executed in multiple trades at prices ranging from $ 44.51 to $44.93. the price reported above reflects the weighted average price. the reporting person hereby undertakes to provide upon request, to the sec staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
f2 vesting occurs 25% per year beginning one year from 2/5/2014.
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