Form Type: 4

SEC EDGAR Link
Accession Number:0000014693-19-000169
Date:2019-09-03
Issuer: BROWN FORMAN CORP (BFA, BFB)
Original Submission Date:

Reporting Person:

HAMEL MATTHEW E
850 DIXIE HIGHWAY
LOUISVILLE, KY 40210

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON 2019-09-03 P 265 a $57.87 28,327 direct
CLASS B COMMON 2019-09-03 P 685 a $59.19 83,525 direct
CLASS A COMMON 2019-09-03 0 $0.00 16 indirect
CLASS B COMMON 2019-09-03 0 $0.00 3 indirect
CLASS B COMMON 2019-09-03 0 $0.00 16,799 indirect
CLASS B COMMON 2019-09-03 0 $0.00 2,617 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $57.8708 to $57.90, inclusive. the reporting person undertakes to provide to brown-forman corporation, any security holder of brown-forman corporation, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
f2 number of shares acquired through the issuer's dividend reinvestment plan as of september 4, 2019.
f3 number of shares acquired through the issuer's 401(k) plan as of august 30, 2019.
f4 number of shares acquired through the issuer's employee stock purchase program as of september 4, 2019.
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