Form Type: 4

SEC EDGAR Link
Acccession Number:0001716837-19-000162
Date:2019-09-03
Issuer: ROKU, INC (ROKU)
Original Submission Date:

Reporting Person:

ROSENBERG SCOTT A.
150 WINCHESTER CIRCLE
LOS GATOS, CA 95032

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2019-09-03 M 3,356 a $0.00 32,266 direct
CLASS A COMMON STOCK 2019-09-04 S 1,664 d $161.47 30,602 direct
CLASS A COMMON STOCK 2019-09-05 S 1,692 d $167.50 28,910 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT 0.0 2019-09-03 deemed execution date M 3,356 (d) 2018-11-15 class a common stock 3,356 $0.00 26,848 direct
Footnotes
IDfootnote
f1 these shares were sold by the company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.
f2 shares sold pursuant to mr. rosenberg's 10b5-1 plan.
f3 this rsu vests ratably in 12 quarterly installments with the first vest occurring on november 15, 2018.

Elevate your investments