Accession Number: | 0001490281-19-000088 |
Date: | 2019-09-05 |
Issuer: | GROUPON, INC. (GRPN) |
Original Submission Date: |
THOMAS MELISSA
C/O GROUPON, INC.
600 W. CHICAGO AVE., STE 400
CHICAGO, IL 60654
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-09-05 | M | 6,701 | a | $0.00 | 63,133 | direct | ||
COMMON STOCK | 2019-09-05 | F | 2,969 | d | $2.58 | 60,164 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2019-09-05 | deemed execution date | M | 6,701 (d) | 2019-03-05 | common stock 6,701 | $0.00 | 26,804 | direct | ||
RESTRICTED STOCK UNITS | 0.0 | 2019-09-09 | deemed execution date | A | 389,105 (a) | 2020-08-23 | common stock 389,105 | $0.00 | 389,105 | direct |
ID | footnote |
---|---|
f1 | shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. this is not an open market sale of securities. |
f2 | each restricted stock unit represents a contingent right to receive one share of common stock. |
f3 | the restricted stock units reported on this line vested 1/4 on march 5, 2019 and will vest 1/8 quarterly on the 5th day of the last month of each calendar quarter from june 5, 2019 through march 5, 2020, and 1/16 quarterly on the 5th day of the last month of each calendar quarter from june 5, 2020 through march 5, 2021, subject to ms. thomas' continued employment with the company through each vesting date. |
f4 | the restricted stock units reported on this line will vest in four equal annual installments beginning on august 23, 2020, in each case subject to ms. thomas' continued employment with the company on the vesting date. |