Accession Number: | 0001127602-19-028089 |
Date: | 2019-09-09 |
Issuer: | PULTEGROUP INC/MI/ (PHM) |
Original Submission Date: |
MARSHALL RYAN
3350 PEACHTREE ROAD NORTHEAST
SUITE 150
ATLANTA, GA 30326
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-09-09 | F | 10,757 | d | $34.60 | 428,239 | direct | ||
UNITS | 2019-09-09 | 0 | $0.00 | 1,080 | indirect | f2 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | these shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed. |
f2 | represents units of the pultegroup, inc. stock fund (the "fund") of the pultegroup, inc. 401(k) plan. the fund consists of cash and common stock in amounts that vary from time to time. the reporting person's units represented 2,459.349 shares of pultegroup, inc. common stock held in the fund as of september 9, 2019. |