Accession Number: | 0000018230-19-000241 |
Date: | 2019-09-07 |
Issuer: | CATERPILLAR INC (CAT) |
Original Submission Date: |
BONFIELD ANDREW R J
510 LAKE COOK ROAD, SUITE 100
DEERFIELD, IL 60015
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK | 2019-09-07 | F | 5,883 | d | $125.30 | 21,060 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of restricted stock units granted on september 7, 2018. |
f2 | includes adjustments for dividends accrued. |