Accession Number: | 0001209191-19-049096 |
Date: | 2019-09-06 |
Issuer: | AVALARA, INC. (AVLR) |
Original Submission Date: |
MCFARLANE SCOTT M
255 SOUTH KING ST.
SUITE 1800
SEATTLE, WA 98104
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-09-06 | M | 7,802 | a | $6.40 | 759,088 | direct | ||
COMMON STOCK | 2019-09-06 | S | 7,802 | d | $83.37 | 751,286 | direct | ||
COMMON STOCK | 2019-09-09 | M | 20,000 | a | $6.40 | 771,286 | direct | ||
COMMON STOCK | 2019-09-09 | S | 10,895 | d | $74.65 | 760,391 | direct | ||
COMMON STOCK | 2019-09-09 | S | 5,000 | d | $75.68 | 755,391 | direct | ||
COMMON STOCK | 2019-09-09 | S | 4,005 | d | $76.56 | 751,386 | direct | ||
COMMON STOCK | 2019-09-09 | S | 100 | d | $77.29 | 751,286 | direct | ||
COMMON STOCK | 2019-09-10 | M | 12,000 | a | $1.50 | 763,286 | direct | ||
COMMON STOCK | 2019-09-10 | S | 5,680 | d | $72.17 | 757,606 | direct | ||
COMMON STOCK | 2019-09-10 | S | 4,500 | d | $73.38 | 753,106 | direct | ||
COMMON STOCK | 2019-09-10 | S | 1,820 | d | $73.98 | 751,286 | direct | ||
COMMON STOCK | 2019-09-06 | 0 | $0.00 | 9,375 | indirect | f9 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 6.4 | 2019-09-06 | deemed execution date | M | 7,802 (d) | 2017-09-20 | 2023-10-03 | common stock 7,802 | $6.40 | 82,198 | direct | |
STOCK OPTION (RIGHT TO BUY) | 6.4 | 2019-09-09 | deemed execution date | M | 20,000 (d) | 2017-09-20 | 2023-10-03 | common stock 20,000 | $6.40 | 62,198 | direct | |
STOCK OPTION (RIGHT TO BUY) | 1.5 | 2019-09-10 | deemed execution date | M | 12,000 (d) | 2014-12-17 | 2021-02-18 | common stock 12,000 | $1.50 | 36,000 | direct |
ID | footnote |
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f1 | the price reported is a weighted average price. these shares were sold in multiple transactions at prices ranging from $83.00 to $83.68, inclusive. upon request by avalara, inc., any security holder thereof, or the staff of the securities and exchange commission, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (4) and (6) through (8) to this form 4. |
f2 | the price reported is a weighted average price. these shares were sold in multiple transactions at prices ranging from $74.11 to $75.08, inclusive. |
f3 | the price reported is a weighted average price. these shares were sold in multiple transactions at prices ranging from $75.12 to $76.11, inclusive. |
f4 | the price reported is a weighted average price. these shares were sold in multiple transactions at prices ranging from $76.12 to $77.10, inclusive. |
f5 | the sale was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on november 21, 2018. |
f6 | the price reported is a weighted average price. these shares were sold in multiple transactions at prices ranging from $71.74 to $72.57, inclusive. |
f7 | the price reported is a weighted average price. these shares were sold in multiple transactions at prices ranging from $72.80 to $73.79, inclusive. |
f8 | the price reported is a weighted average price. these shares were sold in multiple transactions at prices ranging from $73.81 to $74.09, inclusive. |
f9 | the reporting person is a member of mvprojects, llc. |