Form Type: 4

SEC EDGAR Link
Acccession Number:0001209191-19-049096
Date:2019-09-06
Issuer: AVALARA, INC. (AVLR)
Original Submission Date:

Reporting Person:

MCFARLANE SCOTT M
255 SOUTH KING ST.
SUITE 1800 SEATTLE, WA 98104

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-09-06 M 7,802 a $6.40 759,088 direct
COMMON STOCK 2019-09-06 S 7,802 d $83.37 751,286 direct
COMMON STOCK 2019-09-09 M 20,000 a $6.40 771,286 direct
COMMON STOCK 2019-09-09 S 10,895 d $74.65 760,391 direct
COMMON STOCK 2019-09-09 S 5,000 d $75.68 755,391 direct
COMMON STOCK 2019-09-09 S 4,005 d $76.56 751,386 direct
COMMON STOCK 2019-09-09 S 100 d $77.29 751,286 direct
COMMON STOCK 2019-09-10 M 12,000 a $1.50 763,286 direct
COMMON STOCK 2019-09-10 S 5,680 d $72.17 757,606 direct
COMMON STOCK 2019-09-10 S 4,500 d $73.38 753,106 direct
COMMON STOCK 2019-09-10 S 1,820 d $73.98 751,286 direct
COMMON STOCK 0 $0.00 9,375 indirect f9
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 6.4 2019-09-06 deemed execution date M 7,802 (d) 2017-09-20 2023-10-03 common stock 7,802 $6.40 82,198 direct
STOCK OPTION (RIGHT TO BUY) 6.4 2019-09-09 deemed execution date M 20,000 (d) 2017-09-20 2023-10-03 common stock 20,000 $6.40 62,198 direct
STOCK OPTION (RIGHT TO BUY) 1.5 2019-09-10 deemed execution date M 12,000 (d) 2014-12-17 2021-02-18 common stock 12,000 $1.50 36,000 direct
Footnotes
IDfootnote
f1 the price reported is a weighted average price. these shares were sold in multiple transactions at prices ranging from $83.00 to $83.68, inclusive. upon request by avalara, inc., any security holder thereof, or the staff of the securities and exchange commission, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (4) and (6) through (8) to this form 4.
f2 the price reported is a weighted average price. these shares were sold in multiple transactions at prices ranging from $74.11 to $75.08, inclusive.
f3 the price reported is a weighted average price. these shares were sold in multiple transactions at prices ranging from $75.12 to $76.11, inclusive.
f4 the price reported is a weighted average price. these shares were sold in multiple transactions at prices ranging from $76.12 to $77.10, inclusive.
f5 the sale was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on november 21, 2018.
f6 the price reported is a weighted average price. these shares were sold in multiple transactions at prices ranging from $71.74 to $72.57, inclusive.
f7 the price reported is a weighted average price. these shares were sold in multiple transactions at prices ranging from $72.80 to $73.79, inclusive.
f8 the price reported is a weighted average price. these shares were sold in multiple transactions at prices ranging from $73.81 to $74.09, inclusive.
f9 the reporting person is a member of mvprojects, llc.

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