Form Type: 4

SEC EDGAR Link
Acccession Number:0000899243-19-023345
Date:2019-09-09
Issuer: CAPSTAR FINANCIAL HOLDINGS, INC. (CSTR)
Original Submission Date:

Reporting Person:

POLLEY DALE W
1201 DEMONBREUN STREET, SUITE 700
NASHVILLE, TN 37203

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-09-09 P 6,489 a $15.41 31,489 indirect
COMMON STOCK 0 $0.00 8,367 direct
COMMON STOCK 0 $0.00 1,908 direct
COMMON STOCK 0 $0.00 1,178 direct
COMMON STOCK 0 $0.00 287 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 since the date of the reporting person's last report, 25,000 shares previously owned through the equity trust co dba sterling trust cust fbo dale polley ira account were rolled over into the charles schwab & co inc cust dale w polley ira rollover account. accordingly, the transfer of shares to the charles schwab & co inc cust dale w polley ira rollover account effected only a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such shares and is therefore exempt from section 16 of the securities exchange act of 1934, as amended, pursuant to rule 16a-13 promulgated thereunder.
f2 the reported item represents an award of restricted stock which vests in three equal installments beginning on the first anniversary of the march 6, 2019 grant date.
f3 the reported item represents an award of restricted stock which vests in three approximately equal installments beginning on the first anniversary of the march 6, 2018 grant date. as of the date of this report, 588 shares have vested. the remaining 1,178 shares of restricted stock under this award vest in equal installments on the second and third anniversaries of the march 6, 2018 grant date, or march 6, 2020 and march 6, 2021, respectively.
f4 the reported item represents an award of restricted stock which vests in three equal installments beginning on the first anniversary of the february 28, 2017, grant date. as of the date of this report 576 shares have vested. the remaining 287 shares of restricted stock under this award vest on the third anniversary of the grant date, or february 28, 2020.

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