| Accession Number: | 0000899243-19-023320 |
| Date: | 2019-09-09 |
| Issuer: | BROADVISION INC (BVSN) |
| Original Submission Date: |
ESW CAPITAL, LLC
401 CONGRESS AVE., SUITE 2650
AUSTIN, TX 78701
LIEMANDT JOSEPH
401 CONGRESS AVE., SUITE 2650
AUSTIN, TX 78701
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2019-09-09 | P | 3,919 | a | $1.38 | 997,438 f2 | direct | ||
| COMMON STOCK | 2019-09-10 | P | 1,781 | a | $1.39 | 999,219 f2 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|
| ID | footnote |
|---|---|
| f1 | the price shown is the weighted average purchase price for the reported transaction. the range of prices at which common stock was purchased for the reported transaction was $1.38 to $1.39. a breakdown of each transaction will be provided upon request. |
| f2 | these shares are held directly by esw capital, llc ("esw"). joseph liemandt is the sole voting member of esw and may be deemed to have beneficial ownership, for purposes of section 13(d) of the securities exchange act of 1934, of the shares held by esw. mr. liemandt disclaims section 16 beneficial ownership of the shares held by esw, except to the extent, if any, of his pecuniary interest therein. |
| f3 | the price shown is the weighted average purchase price for the reported transaction. the range of prices at which common stock was purchased for the reported transaction was $1.37 to $1.39. a breakdown of each transaction will be provided upon request. |
