Form Type: 4

SEC EDGAR Link
Acccession Number:0001620533-19-000129
Date:2019-09-09
Issuer: SHAKE SHACK INC. (SHAK)
Original Submission Date:

Reporting Person:

GARUTTI RANDALL J
C/O SHAKE SHACK INC.
225 VARICK STREET, SUITE 301 NEW YORK, NY 10014

Reporting Person:

GARUTTI MARIA L
C/O SHAKE SHACK INC.
225 VARICK STREET, SUITE 301 NEW YORK, NY 10014

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2019-09-09 M 60,000 a $21.00 90,702 direct
CLASS A COMMON STOCK 2019-09-09 S 37,058 d $102.63 53,644 direct
CLASS A COMMON STOCK 2019-09-09 S 19,042 d $103.40 34,602 direct
CLASS A COMMON STOCK 2019-09-09 S 3,400 d $104.44 31,202 direct
CLASS A COMMON STOCK 2019-09-09 S 500 d $105.21 30,702 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 21.0 2019-09-09 deemed execution date M 60,000 (d) 2025-01-29 class a common stock 60,000 $21.00 625,000 direct
Footnotes
IDfootnote
f1 the transactions reflected in this form 4 were effected pursuant to a rule 10b5-1 trading plan that was adopted by mr. garutti on august 7, 2019.
f2 the transaction was executed in multiple trades at prices ranging from $102.0550 to $103.0549. the price reported above reflects the weighted average sales price.
f3 each reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f4 the transaction was executed in multiple trades at prices ranging from $103.0550 to $104.0549. the price reported above reflects the weighted average sales price.
f5 the transaction was executed in multiple trades at prices ranging from $104.0550 to $105.0549. the price reported above reflects the weighted average sales price.
f6 the transaction was executed in multiple trades at prices ranging from $105.0550 to $105.2300. the price reported above reflects the weighted average sales price.
f7 an option to purchase 685,000 shares of class a common stock of shake shack inc. (the "issuer") at $21 per share was granted to mr. garutti on january 29, 2015. 137,000 options vested on each of january 29, 2016, january 29, 2017, january 29, 2018, and january 29, 2019, and 137,000 options will vest on january 29, 2020, subject to mr. garutti's continued service with the issuer.

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