Form Type: 4

SEC EDGAR Link
Acccession Number:0001593968-19-001878
Date:2019-09-10
Issuer: MIDLAND STATES BANCORP, INC. (MSBI)
Original Submission Date:

Reporting Person:

HOLSCHBACH LEON J
1201 NETWORK CENTRE DR.
EFFINGHAM, IL 62401

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-09-10 M 2,022 a $16.59 153,617 direct
COMMON STOCK 2019-09-10 S 2,022 d $26.59 151,595 direct
COMMON STOCK 2019-09-11 M 5,486 a $16.59 157,081 direct
COMMON STOCK 2019-09-11 S 5,486 d $26.59 151,595 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
OPTION (RIGHT TO BUY) 16.59 2019-09-10 deemed execution date M 2,022 (d) 2023-12-10 common stock 2,022 $16.59 14,252 direct
OPTION (RIGHT TO BUY) 16.59 2019-09-11 deemed execution date M 5,486 (d) 2023-12-10 common stock 5,486 $16.59 8,766 direct
OPTION (RIGHT TO BUY) 18.16 deemed execution date 0 ( ) 2020-12-06 common stock 11,820 $18.16 11,820 direct
OPTION (RIGHT TO BUY) 21.0 deemed execution date 0 ( ) 2024-12-02 common stock 22,762 $21.00 22,762 direct
OPTION (RIGHT TO BUY) 18.0 deemed execution date 0 ( ) 2024-08-05 common stock 90,000 $18.00 90,000 direct
COMMON SHARE EQUIVALENT 0.0 deemed execution date 0 ( ) common stock 4,291 $0.00 4,291 direct
RESTRICTED STOCK UNIT 0.0 deemed execution date 0 ( ) common stock 825 $0.00 825 direct
Footnotes
IDfootnote
f1 includes holdings through a self-directed ira or revocable grantor trust
f2 these options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant.
f3 these options vest in four equal annual installments beginning one year after the 12/06/2010 date of grant.
f4 these options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
f5 options vested on 12/31/2017.
f6 each common stock equivalent is the economic equivalent of one share of common stock.
f7 represents restricted stock units acquired by the reporting person under the 2019 long-term incentive plan on the grant date. each restricted stock unit is the contingent right to receive one share of issuer common stock. restricted stock units vest on march 31, 2020 and vested shares will be delivered to the reporting person within 30 days of vesting.

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