Form Type: 4

SEC EDGAR Link
Acccession Number:0000899243-19-023396
Date:2019-09-10
Issuer: HOME BANCSHARES INC (HOMB)
Original Submission Date:

Reporting Person:

TIPTON JOHN STEPHEN
P.O. BOX 966
CONWAY, AR 72033

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-09-10 S 8,500 d $18.51 12,974 direct
COMMON STOCK - RESTRICTED 0 $0.00 3,334 direct
COMMON STOCK - PERFORMANCE BASED 0 $0.00 40,000 direct
COMMON STOCK 0 $0.00 16,929 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION 23.32 deemed execution date 0 ( ) 2028-07-19 common stock 60,000 $23.32 60,000 direct
PERFORMANCE STOCK OPTION 18.46 deemed execution date 0 ( ) 2025-08-23 common stock 40,000 $18.46 40,000 direct
Footnotes
IDfootnote
f1 restricted stock granted on august 24, 2015 will vest in 33 1/3% installments over five years beginning on the third anniversary of the award date. the stock began vesting in 33 1/3% installments on august 24, 2018.
f2 the performance stock awarded on july 19, 2018 will vest in 33 1/3% installments over three years beginning on the third annual anniversary of the date that the performance goal is met.
f3 the performance stock awarded on august 24, 2015 will vest in 33 1/3% installments over five years beginning on the third annual anniversary of the date that the performance goal is met. the performance goal was met on december 31, 2016 and will therefore begin vesting in 33 1/3% installments on december 31, 2019.
f4 the performance stock option awarded on july 19, 2018 is exercisable in five equal annual installments beginning on the first annual anniversary of the date that the performance goal is met.
f5 once the performance goal has been met, the performance stock option awarded on august 24, 2015 is exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. the performance goal was met on december 31, 2016. therefore, the first installment became exercisable on august 24, 2016.

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