Form Type: 4

SEC EDGAR Link
Acccession Number:0001174567-19-000079
Date:2019-09-11
Issuer: RETRACTABLE TECHNOLOGIES INC (RVP)
Original Submission Date:

Reporting Person:

SHAW THOMAS J
511 LOBO LANE
LITTLE ELM, TX 75068

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-09-11 P 8,348 a $0.86 14,391,900 direct
COMMON STOCK 0 $0.00 4,300,000 indirect f3
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the purchases reported in this form 4 were effected pursuant to a rule 10b5-1 purchase plan entered into october 29, 2018.
f2 represents the weighted average purchase price. mr. shaw will provide the sec, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price upon written request.
f3 mr. shaw has investment power over 1,500,000 shares as trustee for the benefit of family members. mr. shaw has voting control over the remainder of the shares pursuant to a voting agreement.

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