Accession Number: | 0001209191-19-049290 |
Date: | 2019-09-10 |
Issuer: | MOODYS CORP /DE/ (MCO) |
Original Submission Date: |
ANDERSON BASIL
7 WORLD TRADE CENTER
250 GREENWICH STREET
NEW YORK, NY 10007
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-09-10 | A | 93 | a | $211.69 | 43,660 | direct | ||
COMMON STOCK | 2019-09-10 | A | 3 | a | $213.16 | 43,663 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
PHANTOM STOCK UNITS (DEFERRED COMPENSATION) | 0.0 | 2019-09-10 | deemed execution date | A | 28 (a) | common stock 28 | $0.00 | 12,076 | direct | |||
DIVIDEND EQUIVALENT | 0.0 | 2019-09-10 | deemed execution date | A | 2 (a) | common stock 2 | $0.00 | 5 | direct |
ID | footnote |
---|---|
f1 | restricted stock deferred dividend reinvestment accrual. |
f2 | rsu deferred dividend reinvestment accrual. |
f3 | phantom stock units arising out of the reporting person's election to defer receipt of retainer fees. |
f4 | the security converts to common stock on a one-for-one basis. |
f5 | these units are to be settled in cash after the reporting person's retirement. |
f6 | dividend equivalents accrued on exempt grant of unvested rsus, which will vest and settle with the underlying award. |