Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-19-049290
Date:2019-09-10
Issuer: MOODYS CORP /DE/ (MCO)
Original Submission Date:

Reporting Person:

ANDERSON BASIL
7 WORLD TRADE CENTER
250 GREENWICH STREET NEW YORK, NY 10007

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-09-10 A 93 a $211.69 43,660 direct
COMMON STOCK 2019-09-10 A 3 a $213.16 43,663 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
PHANTOM STOCK UNITS (DEFERRED COMPENSATION) 0.0 2019-09-10 deemed execution date A 28 (a) common stock 28 $0.00 12,076 direct
DIVIDEND EQUIVALENT 0.0 2019-09-10 deemed execution date A 2 (a) common stock 2 $0.00 5 direct
Footnotes
IDfootnote
f1 restricted stock deferred dividend reinvestment accrual.
f2 rsu deferred dividend reinvestment accrual.
f3 phantom stock units arising out of the reporting person's election to defer receipt of retainer fees.
f4 the security converts to common stock on a one-for-one basis.
f5 these units are to be settled in cash after the reporting person's retirement.
f6 dividend equivalents accrued on exempt grant of unvested rsus, which will vest and settle with the underlying award.
WhaleWisdom Logo

Elevate your investments