| Accession Number: | 0001567619-19-018225 |
| Date: | 2019-09-10 |
| Issuer: | STOKE THERAPEUTICS, INC. (STOK) |
| Original Submission Date: |
HARRISON SETH LORING
C/O STOKE THERAPEUTICS, INC.
45 WIGGINS AVENUE
BEDFORD, MA 01730
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DIRECTOR STOCK OPTION (RIGHT TO BUY) | 28.8 | 2019-09-10 | deemed execution date | A | 29,555 (a) | 2019-09-09 | common stock 29,555 | $28.80 | 29,555 | direct |
| ID | footnote |
|---|---|
| f1 | this option shall vest (i) 1/12th of the total shares on june 21, 2019; and then (ii) quarterly as to 1/12th of the total shares, commencing the first quarter following june 21, 2019, subject to reporting person's continued service through each vesting date. |
| f2 | under the reporting person's arrangement with apple tree life sciences, inc. (the "manager"), the reporting person holds the option for the benefit of apple tree partners iv, l.p. (the "fund"). the reporting person is obligated to turn over to the manager any net cash or stock received upon exercise of the option, which will offset advisory fees owed by the fund to the manager. the reporting person therefore disclaims beneficial ownership of the option and underlying common stock. |
