| Accession Number: | 0001127602-19-028355 |
| Date: | 2019-09-12 |
| Issuer: | ALKERMES PLC. (ALKS) |
| Original Submission Date: |
POPS RICHARD F
CONNAUGHT HOUSE
1 BURLINGTON ROAD
DUBLIN 4 IRELAND,
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| ORDINARY SHARES | 2019-09-12 | M | 100,000 | a | $9.21 | 816,433 | direct | ||
| ORDINARY SHARES | 2019-09-12 | S | 100,000 | d | $22.68 | 716,433 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 9.21 | 2019-09-12 | deemed execution date | M | 100,000 (d) | 2019-11-18 | ordinary shares 100,000 | $9.21 | 300,000 | direct |
| ID | footnote |
|---|---|
| f1 | this option exercise was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on 3/2/18. |
| f2 | this sale was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on 3/2/18. |
| f3 | the price reported in column 4 is a weighted average price. the shares were sold in multiple transactions at prices ranging from $22.43 to $23.08. full information regarding the number of shares sold at each separate price can be furnished to the sec staff upon request. |
| f4 | these options are fully vested in accordance with their terms. |
